Registered Owner and Beneficial Owner

The Registered Owner and Beneficial Owner Program aims to develop the skills of professionals working in the securities market and enable them to achieve proficiency in using the automated systems for the Registered Owner and Beneficial Owner activities to meet the requirements of the securities market through the following:

• Understanding the workflow cycle of the Registered Owner and Beneficial Owner activity.
• Learning about the Registered Owner and Beneficial Owner systems.
• Practical training on the Registered Owner and Beneficial Owner system through the application of real-life cases.

Target Audience of the Registered Owner and Beneficial Owner Program

Employees of custodians, portfolio management companies, and broking firms holding a Registered Owner activity licence or those wishing to obtain one.

Program Topics

• Introduction.
• The relationship between the registered owner and other related parties.
• Transferring shares from the client’s own account to their account as a beneficial owner with the registered owner.
• Transferring shares from the client’s beneficial owner account with the registered owner to their independent account.
• Allocation of executed buy and sell transactions to beneficial owner clients.
• Allocation of scheduled transactions to beneficial owner clients.
• Enquiries and reports.

Total Duration

4 Training Hours